Advertising Compliance Consultant (Series 7 & 24)

Job description

Title: Advertising Compliance Consultant (Compliance Consultant-Licensed)

Location: Milwaukee, WI

Type: Hybrid (3 days onsite per week)

Duration: ASAP – 08/01/2026

Perks: Competitive Rates, Benefits, free daily lunch when onsite

Job Description:

Are you detail-oriented and curious about how financial advertisements stay compliant? In this role, you’ll be responsible for reviewing various types of advertising materials — including websites and traditional marketing content — to ensure they meet industry regulations and internal policies.

We don’t expect you to know everything on day one. We’re ready to train you on the advertising compliance regulations and internal policies that guide our work. What we do need is someone eager to learn, ready to take ownership, and capable of applying their existing financial industry experience in a fast-paced environment.

What Makes You a Great Fit:

  • You’re a self-starter with a strong sense of ownership and accountability

  • You’re comfortable navigating ambiguity and working with limited information

  • You embrace feedback, take smart risks, and view learning as part of your growth

  • You’re able to grasp technical concepts and apply them thoughtfully

Required Qualifications:

  • Bachelor’s degree

  • 2–3 years of experience in the financial services industry

  • Active Series 7 and Series 24 registrations

  • Proficiency in Microsoft Word, Excel, Adobe, and SharePoint

  • Strong attention to detail and communication skills

Preferred Qualifications:

  • Experience in advertising compliance review

Key Responsibilities:

  • Review advertising and marketing materials to ensure regulatory and internal compliance

  • Interpret and apply applicable regulations and company policies

  • Collaborate with internal stakeholders to provide clear feedback and guidance

Job details

Job type Contract

Location Milwaukee,WI

Reference JOB-4393

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